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AI Compliance Layer for Financial Services

Turn regulatory change into structured obligations, close policy gaps, and produce audit-ready evidence — combining AI agents with expert oversight.

EU AI Act
Gaps identified12
Controls
Policies
Procedures
FIX GAP

Regulatory gap analysis

Identify gaps across your policies, controls, and procedures — and map them directly to evolving regulatory requirements.

95% PASSED
Credit
Support
KYC
Credit
Claims
Treasury

Continuous compliance monitoring

Track control effectiveness in real time and maintain ongoing compliance as your risk and regulatory environment evolves.

Legal
Legal
Marketing
Marketing
Product
Product

Can you approve the social media creatives? Need ASAP!

Issues found4

Financial promotions compliance

Give marketing and product teams built-in compliance intelligence — so approvals move faster without increasing risk.

AI powered

Centralise regulatory change management

Transform regulatory updates into actionable workflows — seamlessly linked to policies, owners, controls, approvals, and audit trails within a single, unified platform.

Regulatory Intelligence Alerts

Continuously track regulatory sources and get real-time, AI-generated summaries of critical compliance updates.

Impact, Obligation & Risk Mapping

Evaluate regulatory changes and translate them into clear obligations connected to your policies, teams, and products.

Policy & Control Governance

Revise internal policies, assign controls, oversee owners, execute approvals, and keep a comprehensive audit-ready record.

Our Solutions

Accountability Regimes

Tools to manage UK SMCR and Irish SEAR requirements, mapping responsibilities directly to board members.

Regulatory Reporting

Streamlined generation of compliance statements and risk reports required by the FCA, PRA, and CBI.

Resilience Oversight

Integrated dashboards for monitoring cyber risk, operational resilience (DORA), and third-party dependencies.

Ready to transform your board?

Join leading organizations in the Financial Services sector who trust BoardX.